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Increase Your Operational Efficiency

As you grow, you will want to increase your operational efficiencies and make your business more scalable. So, we’ve rounded out our service offering on several critical fronts to give you just that.

TRANSITIONS

We understand that making the switch and transitioning your business can be daunting. That is why when you make the decision to join us – whether you’re on the MFDA or IIROC platform – you will work with a dedicated team through every step of your transition.

Compliance

Keeping up-to-date with regulatory changes and compliance requirements is vital for any Advisor. Our Compliance Team works hand-in-hand with Advisors and Branch Managers to deliver effective, client-focused solutions in a timely and consistent manner, making it easy for you and your team to do business with us. 

Learning and Development

Our Learning and Development Team will support your office through a variety of training styles, so that each member of your team can maximize their potential and contribute to the success of your business.

Technology & Back Office

We recognize the importance of streamlining your business and utilizing technology to its fullest extent. That is why we have invested in a range of easy-to-use desktop and mobile applications, to give you all your relevant programs and tools in one easy to access location. Simply put, we have the technology that’s going to work for you.

Strategic Partnerships

Our strategic alliances with industry leaders in the insurance and mortgage sectors provide an additional layer of expertise that you can tap into for your clients.

GET THE SUPPORT YOU DESERVE

See how Advisors rated the support we offer in the 2015 Investment Executive Dealer Report Card.

Read all stories from the 2015 Investment Executive Dealer Report Card.